Preparing Your Property for a Title 31/AML IRS Compliance Examination
5/3/2016
IRS Audit – What to Expect • Initial Document Request o Compliance program, risk assessment, etc. • Pre-audit of CTR, SAR filings o Identify items that are clearly incorrect • Information regarding prior audit • Deficiencies noted
35
IRS Audit – What to Expect • Pre-audit of CTR o Ensure all required information completed o Ensure timely • Pre-audit of SAR o Same as CTR o Review where SAR’s are being identified • Cage, pit, back of house, etc • If all one location, why not others
36
BlueBird, CPAs
18
Made with FlippingBook - Online catalogs