04202221 - Level I Training Book

10/21/20

• Bear in mind that NONE of the foregoing processes constitute final determinations or adjudications. • These mechanismmerely initiate the enforcement process • Completion of the enforcement process will require an adjudication resulting in a: • Final Order • “Findings of Fact and Conclusion of Law,” or • “Consent /Settlement Order.”

Enforcement Process

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• Proposed sanction should be proportionate to the seriousness of the violation • Discipline should be progressive • For minor or first time incidents, TGRAs may impose lesser sanctions

Sanctions

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