10/21/20
• Order of Admonishment • Order of Reprimand • Order to cease and desist • Order to cure
Lesser Sanctions
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Proportionate: Actions and remedies should be appropriate to the nature and serious of the violation
Accountable: Regulators must be able to justify decisions, and be subject to public scrutiny.
Final Thoughts
Consistent: Government rules and standards must be joined up and implemented fairly.
Transparent: Applicable rules and regulations should be readily available to all licensees and regulators should be available to provide clarity and respond to questions and concerns.
Targeted: Regulation should be focused on correcting the problem or condition presented.
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