04202221 - Level I Training Book

10/4/19

What Are Agreed-Upon Procedures?

Annual AUP Compliance Tribal Gaming Regulatory Agencies have adopted sound Tribal MICS which comply with applicable Minimum Federal MICS as well as Compact Requirements. Sources for Guidance: • Tribal Minimum Internal Controls / Gaming Ordinance • 542.23 (Class II) – NIGC Internal Audit Standards • Internal Audit MICS Compliance Reporting Guidelines • Compact Requirements • Audit Committee Audit Plan

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