04202221 - Level I Training Book

UnderstandVulnerabilities

► A Cash Intensive Environment Intensifies Temptation to Steal ► A Cash Intensive Environment WITHOUT Good Internal Controls Significantly Increases the Likelihood of Theft and Fraud ► Increasing the Probability of Discovery Decreases the Probability that Theft or Fraud will Succeed

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Effective Internal Control Systems Require: ► Clear Standards (NIGC MICS; Tribal Internal Controls) ► Methods and Procedures for Implementation ► Cooperation and Commitment at All Levels ► Compliance Monitoring ► Enforcement

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Homer Law, Chtd. 2006

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