04202221 - Level I Training Book

Tools for Gaming Regulation • Management Contract Review • Licensing • Backgrounding • Monitoring • Financial Audits • Operational Audits • Enforcement • Surveillance • Security • SOUND INTERNAL CONTROL STANDARDS

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► Be written ► Specifically spell out the procedures to be followed ► Address standards of conduct ► Contain standards of performance ► Clearly state consequences for non-compliance ► Check against external threats

Implementing Policies and Procedures Should:

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Homer Law, Chtd. 2006

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