04202221 - Level I Training Book

The internal control standards

The procedures that pertain to their specific role and function

All Managers and Personnel Should Understand

How the overall system works

Their individual responsibilities

What constitutes unacceptable behavior

The consequences for non- compliance

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Importance of Internal Controls

• Studies have revealed that poor internal controls amounted to almost 60% of all cases of fraud.

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Homer Law, Chtd. 2006

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