04010325 - Level III

11/10/22

Notice

• Due Process Encompasses the Noon that “Fundamental Fairness” Requires the Respondent to be Provided “Effecve Noce.” Generally, “Effecve Noce” Entails a Wring Containing:

• Date, Time, and Locaon of the Proceeding • Informaon as to the Nature of the Proceeding;

• Statement of Legal Authority and Jurisdicon (With Citaons) • Narrave Statement of the Maers or Issue (With Parcularity) • Reference to Potenal Outcome (Fine, Suspension, Revocaon) • Statement of Rights (Right to be Represented by an aorney present; Present Evidence; etc._ • Reference to Degree of Finality (Reconsideraon, Appeal)

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In Other Words…

• A Person Should Always Be Advised of • What is happening • When and Where it’s Happening? • Why it’s Happening? • What could Happen? • And, What they can do if its does.

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