A — July 26 - August 15, 2013 — Mid Atlantic Real Estate Journal
www.marejournal.com
Accutech Environmental Services. ......................4B Aegis Energy Services. .......................................23B ALT Realty............................................................9C American Architectural Window & Door.............1B Arrow Steel Inc................................................. IC-B Atlantic RE Services........................................... 11A B.R. Kreider & Son...............................................7B Bayshore Recycling.............................................24B BL Cos.. ...............................................................14B Borrus..................................................................16C Breslin Realty. ....................................................18C Brickstone. ..........................................................13C Brokerage Directory. .................................... 30-36C Buccini Pollin Group...........................................25C Business Card Directory.......................................9A C.S. Davidson, Inc......................................... 15-16B Caniford Group...................................................19C Capital Aerials....................................................25B Cenova...................................................................7A Coastal Commercial Group...............................IC-A Commercial Choice Realty. ................................10C Cushman & Wakefield..........................................3C Earth Engineering................................................9B Energy Works......................................................22B Entech Controls. .................................... IBC-A, 24B First Industrial...................................................26C Fortna Auctioneers & Marketing Grp.. ...............5A Fowler Route Co..................................................27B G&C Electronics..................................................17B Genova Burns Giantomasi Webster.....................6B Gilbeaux Assoc., P.C............................................25B Goal Point Realty.............................................. IC-C Griffin Land.........................................................26C H.T. Lyons............................................................19B Haftek CWS. .........................................................2B Hawley.................................................................28C Hiller Industrial..................................................27C Hinerfeld Commerical RE...................... 11A,IBC-C Hollenbach Construction......................................5B Hurley Auctions....................................................6A Hutchinson..........................................................23B Investors RE........................................................12C IREM............................................................. 22-23B Jewel Electric Supply. ..........................................3A JOTTAN Inc..................................................... BC-A Landcore Engineering Consultants.....................8B Landmark Science & Engineering.....................18B Lew Corp...............................................................1A Liberty Environmental.........................................2B M. Miller & Son.....................................................8B Marcus & Millichap..............................................6C NAI Emory Hill.....................................................2C NAI Keystone........................................................8C NAI Summit........................................................26C P. Cooper Roofing............................................. BC-B PennCap........................................................... BC-C Poskanzer Skott Architects................................13B PWI......................................................................12B RD Mgmt....................................................... 14-15C Real Property Capital...........................................3A Remco Realty.......................................................17C Retail Brokerage Directory. ......................... 22-23C Retail Business Card Directory. ........................24C ROCK...................................................................21C SBS......................................................................11B Security Resources................................................2A Sorce Cos....................................................... 11A1,C Subway................................................................21C The Kislak Co................................................. 11A7C Value Cos.........................................................3, 20B Veraxia.................................................................11C Verrill Dana...........................................................5C WCRE....................................................................4C Whitestone Assoc..................................................6B MAREJ A dvertisers D irectory To advertise, call 1-800-584-1062
Mid Atlantic R eal E state J ournal Publisher ............................................................................Linda Christman Publisher ...............................................................................Joe Christman Section Publisher ................................................................Elaine Fanning Section Publisher ....................................................................Steve Kelley Senior Editor/Graphic Artist ................................................ Karen Vachon Office Manager ....................................................................Joanne Gavaza Contributing Columnists .................................................. Raymond Brown ................................................................................................& Daniel Flynn Mid Atlantic R eal E state J ournal ~ Published Semi-Monthly P.O. Box 26 Accord, MA 02018 (Mail) 312 Market Street, Rockland, MA 02370 (Overnight) Periodicals postage paid at Rockland, Massachusetts and additional mailing offices Postmaster send address change to: Mid Atlantic Real Estate Journal, P.O. Box 26, Accord, MA 02018 USPS #22-358 | Vol. 24 Issue 14 Subscription rates: $99 - one year, $198 - two years, $4 - single copy REPORT AN ERROR IMMEDIATELY MARE Journal will not be responsible for more than one incorrect insertion Toll-Free: (800) 584-1062 | MA: (781) 871-5298 | Fax: (781) 871-5299 www.marejournal.com The views expressed by contributing columnists are not necessarily representative of the Mid Atlantic Real Estate Journal
Mid Atlantic Real Estate Journal
By Raymond Brown & Daniel Flynn Small/Medium Size Cos. Should Consider a Proactive Approach to Managing Compliance & Ethics Risks
F
Faced with a signifi- cant increase in penal- ties assessed by regu-
latory agencies around the world and the potential for imprisonment of top-ranking officials, the boards of directors and top management of most large international conglomer- ates have realized that an “ef- fective compliance and ethics program,” including a Chief Compliance Officer reporting directly to the boardroom, is no longer just a “smart option” - it is a necessity. The question is: Do small and medium-sized companies with operations primarily lo- cated within the United States share this need? The prudent and proactive response is that regardless of size, all organizations with op- erations subject to regulation enforced by criminal sanctions should strongly consider de-
veloping a formal compliance program appropriate for its size and operation. What is an “Effective Com- pliance and Ethics Program”? The blueprint for an effective compliance and ethics program can be found in the sentencing guidelines for organizations adopted by the U.S. Sentenc- ing Commission in 1991. These guidelines allow lenient treat- ment for organizations that have a program demonstrating
diligence in preventing and de- tecting criminal behavior and promoting an organizational culture of ethical conduct and compliance with law. The guidelines specify sever- al criteria for such a program, including: Establishment of “standards and procedures to prevent and detect criminal conduct,” Dili- gent oversight of the program content and operation by the continued on page 8A
We’ve adopted our parent company’s name! Honor Guard Security is now... Security Resources, Inc. Same company, same people, same phone number and great services. Our commitment to our clients remains the same.
• Top-Ranked Training and Development • World Class Supervision with Roving Field Supervisors, 24 hours a day... 7 days a week • Dedicated Client Support Teams with 24 hour Live Dispatchers • Customized Solutions for Security Guards, Door Watchman, and Front Desk access Y our T rusTed P arTner for C omPrehensive s eCuriTY s oluTions Security Resources recognizes that each Property is unique. We customize solutions to meet your security needs from the uniform, to guard selection, to site specific procedures.
Permanent, Temporary and Emergency Security Solutions!
Local Offices in New York City New Jersey Philadelphia
Security Resources, Inc. (215) 829-9191 • www.securityresources.net
AG 021813B&W
Made with FlippingBook - Online catalogs