USCA4 Appeal: 25-1892
Doc: 16
Filed: 10/15/2025
Pg: 13 of 97
TABLE OF AUTHORITIES — Continued
Page(s)
N.J. Admin. Code § 13:69O-1.2(e)(2) (2018) .............................................. 37 N.J. Rev. Stat. § 2C:37-1(b) ......................................................................... 44 N.Y. Penal L. § 225.00(2) ............................................................................ 44 Nev. Rev. Stat. § 463.0193........................................................................... 44 R ULES AND R EGULATIONS : 17 C.F.R. § 1.31(b)(1).....................................................................................15 17 C.F.R. § 1.31(d)(1).....................................................................................15 17 C.F.R. § 16.00.................................................................................... 33, 34 17 C.F.R. pt. 38 .............................................................................................15 17 C.F.R. § 38.150(b) ................................................................................... 33 17 C.F.R. § 38.151..........................................................................................19 17 C.F.R. § 38.151(b) ......................................................................... 15, 37, 57 17 C.F.R. § 38.155(a).................................................................................... 33 17 C.F.R. § 38.156 ...................................................................................15, 33 17 C.F.R. § 38.200 ....................................................................................... 38 17 C.F.R. § 38.250.........................................................................................19 17 C.F.R. § 38.251 .........................................................................................15 17 C.F.R. § 38.255 ........................................................................................ 38 17 C.F.R. § 38.256.........................................................................................15 17 C.F.R. § 38.450 ............................................................................ 15, 33, 34 17 C.F.R. § 38.950 ............................................................................ 15, 33, 34
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