Case: 25-7516, 01/23/2026, DktEntry: 33.1, Page 14 of 110
TABLE OF AUTHORITIES (continued)
Statutes, Rules, and Regulations (continued) Page(s) 17 C.F.R. § 38.151(b) ......................................................................................56 17 C.F.R. § 40.11(a) ................................................................................ passim 17 C.F.R. § 40.11(c) ........................................................................................33 17 C.F.R. pt. 38, App’x C................................................................................36 NRS § 172.015 ................................................................................................63 NRS § 173.035 ................................................................................................63 NRS § 463.0129(1)(a) .................................................................................3, 66 NRS § 463.0129(1)(b) .......................................................................................3 NRS § 463.0129(1)(c) ........................................................................................4 NRS § 463.0129(b) ..........................................................................................64 NRS § 463.0129(c) ..........................................................................................64 NRS § 463.150(2) ..............................................................................................4 NRS § 463.151 ..................................................................................................4 NRS § 463.160(1) ..............................................................................................4 NRS § 463.170 ..................................................................................................4 NRS § 463.0193 ..........................................................................................5, 27 NRS § 463.343 ................................................................................................62 NRS § 463.350(1)(a) ...................................................................................4, 66 NRS § 463.360(3) ............................................................................................67 NRS § 463.370 ................................................................................................67
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