Master Licensing Investigation Training Book

Regulatory Issues

§ Has the Applicant (or their business affiliates) ever had a gaming license revoked, suspended, conditioned, or denied. § Has the Applicant (or their business affiliates) ever been involved in any tribal, state or federal regulatory complaints. § Does the Applicant hold any professional business licenses or professional designations. § Has there ever been any complaints or disciplinary actions taken against the Applicant. § Has the Applicant ever been sanctioned by a tribal, state, or federal regulatory agency.

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