TABLE OF
I. Purpose, Scope & Our Core Values What is the purpose of the Code of Conduct? ---------------- Scope: Who must follow our Code? ----------------------------- Ethos Core Values ------------------------------------------------- Serve Our Families ---------------------------------------- i. Treating Customers Fairly ---------------------------- Safeguarding Private Information ------------------- Securing Data and Information ---------------------- Artificial Intelligence for ----------------------------- Social Media Usage ----------------------------------- Intellectual Rigor ------------------------------------------ ii. Competing with Integrity ----------------------------- Managing Risk ------------------------------------------ Avoiding Conflicts of Interest ----------------------- Protecting Our Assets -------------------------------- Managing Gifts and Entertainment Responsibly ---- Refusing to Take Bribes or Pay Kickbacks --------- Preventing Money Laundering ------------------------- Recordkeeping ------------------------------------------ Communicating Responsibly --------------------------- Engaging Third Parties -------------------------------- Bias for Impact -------------------------------------------- iii. Promoting an Ethical Work Environment ------------ Providing a Safe and Healthy Work Environment -- Ethos’ Commitment to Human Rights ---------------- Speak Your Mind ------------------------------------------ iv. Leading by Example ----------------------------------- Speaking Up Without Fear --------------------------- Do’s and Don'ts ----------------------------------------------- Whistleblower Protection ------------------------------------- How to Raise an Ethical Concern ---------------- Ethos Ethics and Compliance Hotline -------- Abusive Conduct ----------------------------------------------- Making the Right Decisions --------------------------- II. Administration of our Code -------------------------------------- Our Policies -------------------------------------------------------- Disciplinary Action ------------------------------------------------ Voluntary Reporting to Government Agencies ------------------
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