SECURITIES AND OTHER FINANCIAL PRODUCTS / ANTITRUST
SEC COMPLIANCE AND ENFORCEMENT ANSWER BOOK
Edited by Jennifer S. Leete (Cravath, Swaine & Moore LLP)
Readers curious about the inner workings of the SEC and best practices for SEC enforcement defense and regulatory compliance can turn to this treatise. Presented in question-and-answer format, this practice guide brings together insights from leading practitioners and former members of the SEC’s Enforcement Division to give practitioners and anyone who interfaces with the SEC a boots-on-the-ground perspective on how the agency could approach disputes and investigations. Attorneys, accountants, and employees at SEC-regulated companies can access all-encompassing treatment of internal and SEC investigations, including helpful tactics for addressing document requests, testimony, interview preparation, and cooperation with SEC staff and imposed monitors. They will also find helpful methods for approaching litigation-related issues, including the Wells Process and settlement options. Stay up to date on the latest SEC developments with PLI’s Upkeep Service. 1 softbound volume or digital, 1,122 pages, $335, Item #319574, ISBN 978-1-4024-4138-7, Published as needed
EXEMPT AND HYBRID SECURITIES OFFERINGS
Edited by Anna T. Pinedo (Mayer Brown LLP) and James R. Tanenbaum (Tanenbaum Advisory LLC)
This three-volume treatise guides anyone who counsels or oversees exempt and hybrid securities offerings through the advantages, drawbacks, and regulatory considerations encountered when working on them. The authors have substantial backgrounds in structuring complex domestic and international capital markets transactions, and offer practical strategies that can be utilized when working on upcoming offerings. Readers will find more than 40 editable forms, checklists, timelines, sample terms, and notices they can reference as they draft important offering documents. They will also find timely discussions on a wide array of regulatory considerations. Receive up-to-date guidance and practices with PLI’s Upkeep Service. 3 looseleaf volumes or digital, 3,396 pages, $703, Item #320116, ISBN 978-1-4024-3907-0, Updated as needed
ANTITRUST LAW ANSWER BOOK
Jones Day
Edited by Craig A. Waldman, J. Bruce McDonald, and Michael A. Gleason
This work gives any practitioner or professional with a corporate, securities, or regulatory focus a valuable reference point for basic antitrust law concepts. Its authors, who include global antitrust practice group partners and former DOJ attorneys, offer invaluable input on the considerations companies and government agencies confront when approaching business deals, mergers, and acquisitions with anticompetitive implications. Written in an easy-to-follow Q&A format, this title gives attorneys and professionals unfamiliar with antitrust law instructive hypotheticals and real- life case studies to help understand fundamental concepts around DOJ, Federal Trade Commission, and state rules. This title also shows readers how companies should respond to antitrust investigations, including recommended steps for managing communications, confidentiality, budgeting, and assembling an effective response team. Today’s right answers can change tomorrow. Choose PLI’s Upkeep Service to stay up to date. 1 softbound volume or digital, 924 pages, $326, #325735, ISBN 978-1-4024-3364-1, Published as needed
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