2020 Annual Report and Financial Statements

CARRIER (UK) PENSION SCHEME YEAR ENDED 31 DECEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

10 Reconciliation of net investments

Opening value

Purchases at cost and derivative payments

Sales proceeds and derivative receipts

Change in market value

Closing value

Bonds

30,005 91,746

1,586

(4,454) (20,635) (2,224)

1,845 6,024

28,982 93,732

Pooled investment vehicles

16,597

Derivatives

135 282

2,277

180

368 220

AVC investments

-

(76)

14

122,168

20,460

(27,389)

8,063

123,302

Cash

707 409

(445)

550 361

Other investment balances

(2)

123,284

7,616

124,213

With the exception of AVC policies all investments were held via the CIF throughout 2019 and as at 31 December 2019.

As a consequence of the break-up of the UTC Group of companies, the Scheme withdrew from the CIF in February 2020 and thereafter all Scheme assets have been held directly by the Scheme. Because the assets held previously via the CIF were already owned by the Scheme, no purchases were required or are included in the table above.

There were no direct transaction costs in the year.

In addition to the direct transaction costs, indirect costs are incurred through the bid-offer spread on pooled investment vehicles and charges made within those vehicles. It is not possible to quantify the level of indirect transaction costs.

11 Investment management expenses

2020

2019

Administration, management and custody

184

93

12 Pooled investment vehicles

2020

2019

Equities

72,554 14,321

69,615 12,742

Bond

Diversified growth Absolute return

3,596 2,505

4,325 4,221

Cash

756

843

93,732

91,746

20

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