2020 Annual Report and Financial Statements

CARRIER (UK) PENSION SCHEME YEAR ENDED 31 DECEMBER 2020

NOTES TO THE FINANCIAL STATEMENTS

13 Derivatives

2019 Total

2020 Total

Assets

Liabilities

Assets Liabilities

Exchange traded Futures

-

-

-

11

(11)

-

Over-the-counter contracts Forward foreign currency

397 345

(33)

364

256 452

(8)

248

Swaps

(341)

4

(565)

(113)

742

(374)

368

719

(584)

135

Objectives and policies for holding derivatives

The Trustee has authorised the use of derivative financial instruments by the investment managers as part of their investment strategy as follows;

 Futures and Swaps: Interest rate swaps and bond and interest rate futures may be used by bond managers for the purposes of implementing duration, country allocation, yield curve and investment views.  Forward foreign currency: FX may be used for currency hedging purposes, but not for speculative purposes.

Forward foreign currency contracts

2020 Fair value Assets

2020 Fair value Liability

Currency bought

Currency sold

Number of contracts

Expires within

Nominal value

GBP GBP USD

EUR USD GBP

1 5 3

2 months 2 months 2 months

94

1

- -

9,275

396

969

-

(33) (33)

397

The nominal value represents the sterling value of the foreign currency amount of the contract translated at the year-end spot rate.

Swaps

2020 Fair value Assets

2020 Fair value Liability

Type of swap

Expires within

Notional principal

6,447 9,135

UK interest rate swap

7 - 26 years 7 - 26 years

284

-

Overseas interest rate swap

61

(341)

345

(341)

21

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