PROGRAM
MODULE 1 Fundamentals of Ethics and Compliance
MODULE 2 Compliance Function and Program
DAY 1 | 9 a.m. to 5 p.m. Regulatory Framework Related to Ethics and Compliance Exploring why ethics is a critical management issue. Applied Ethics Determining which practices to put in place to encourage ethical and responsible conduct among an organization’s key stakeholders.
DAY 3 | 9 a.m. to 5 p.m. Organizational Leadership and Culture Drawing connections between leadership
and legitimacy, and identifying the three unique sources of legitimacy that underpin leadership. The Role of Governance in Organizational Ethics Understanding where board obligations and ethical responsibilities intersect. DAY 4 | 9 a.m. to 5 p.m. Compliance Program: Detection and Monitoring Developing and implementing a compliance
DAY 2 | 9 a.m. to 5 p.m. Regulatory Framework Related to Ethics and Compliance
Emphasizing the role and importance of compliance within an organization and understanding a board’s legal obligations in this respect. What Corporate Ethics Officers Do Gaining insight into the fundamental role played by ethics and compliance professionals.
management framework. Internal Investigations
Focusing on the main issues at stake in internal investigations, including governance, key controls and performance metrics.
6 | EXECUTIVE EDUCATION HEC MONTRÉAL
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