05262821 Level II Training Book

12/4/20

• Issue

• On this 17 th day of December, 2020, the Tribal Gaming Agency (“TGA”) hereby issues this Notice and Order to Cure Deficiencies to the Director of Marketing and the Players Club Manager in response to audit findings showing repeated instances of non-compliance with Part 26 of the Gaming Regulations and the TGA’s 2012 Guidance Memorandum on Promotions. • This Notice and Order to Cure Deficiencies is issued in lieu of a formal enforcement action possibly culminating in the assessment of a civil fine or adverse licensure action in order to provide the Marketing Department and Players Club a reasonable period of time to effect a cure to the conditions resulting in the identified instances of non-compliance.

Order to Cure-Issue

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• Section 19(O) of the Gaming Statute provides that any person or entity subject to the jurisdiction of the Tribal Nation who fails to comply with the Nation’s gaming regulations or an order of the TGA is in violation of the Ordinance. • Pursuant to the TGA’s October 23, 2012 Guidance Memorandum on Promotions issued to the General Manager and Marketing Director, all required information and documentation for a promotional activity must be submitted to the TGA for approval at least twenty-one (21) days in advance of any advertising of the promotional activity. For any non- advertised promotional activity or ongoing program of activities, all required information and documentation must be submitted to the QTGA at least fourteen (14) days before the initiation of such promotional activity.

Order to Cure: Rule

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