10/30/17
The Enforcement Action
l OTHERWISE, NEVER UNDERTAKE AN ENFORCEMENT ACTION IN THE ABSENCE OF A FULL, THOROUGH, AND COMPLETE INVESTIGATION l Why? u It offends principles of fundamental fairness and due process of law u Mistakes in fact undermine the credibility of the TGRA u Mistakes in judgment can be harmful to the Agency, Enterprise, and the Tribe
Commencement
l To commence an enforcement action first requires reliable information. For gaming regulators the likely source of such information is: u A tip or referral u Incident Report u Audit findings • Financial • MICS Audit • Internal Audit u TGRA Investigation u Independent Investigation
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