10/30/17
Lesser Sanctions
l Order of Admonishment l Order of Reprimand l Order to cease and desist l Order to cure
Final Thoughts
l Proportionate: Actions and remedies should be appropriate to the nature and serious of the violation l Accountable: Regulators must be able to justify decisions, and be subject to public scrutiny. l Consistent: Government rules and standards must be joined up and implemented fairly. l Transparent: Applicable rules and regulations should be readily available to all licensees and regulators should be available to provide clarity and respond to questions and concerns. l Targeted: Regulation should be focused on correcting the problem or condition presented.
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