Training Book - Level I - Mystic Lake

5/9/18

What Are Agreed-Upon Procedures?

Annual AUP Compliance Tribal Gaming Regulatory Agencies have adopted sound Tribal MICS which comply with applicable Minimum Federal MICS as well as Compact Requirements. Sources for Guidance: • Tribal Minimum Internal Controls / Gaming Ordinance • 542.23 (Class II) – NIGC Internal Audit Standards • Internal Audit MICS Compliance Reporting Guidelines • Compact Requirements • Audit Committee Audit Plan

18

Made with FlippingBook Learn more on our blog