5/9/18
Internal Audit and Annual AUP Compliance Compliance Activity: Class III
Class II 543.23(c) 543.23(d)
Internal Audit - NIGC Compliance AUP - NIGC
542.42/32/22*
542.3(f)*
*NIGC TB 2013-1:
AUP report requirements for Class III MICS are not enforceable
Other Considerations on AUP Reporting
Tribal Internal Control Standards
Compact Considerations? Other Users?
Compliance Activity:
Internal Audit III - TICS / Ordinance Compliance AUP III - TICS / Ordinance
Included
Depends
See Below
Included
Depends
See Below
Compliance AUP III - Other Stakeholders
Loan Agreement Covenants? Other MOUs? Primary Tribal Government?
19
Made with FlippingBook Learn more on our blog