5/7/19
§ In this plan is should encompass the following:
1. Enforcement Processes, 2. Governing Document Reviews, 3. Technology Updates, 4. Trainings, 5. Compliance: Ø Define how compliance will be achieved, Ø What tools will be needed to achieve compliance including updates to technology,
§ Known to many Regulators funding is not stable and is very volatile
6
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