Licensing & Investigations Cover Design | 1 |
WNFR Reception | 2 |
A. Agenda | 3 |
B. Elements Found in Great Investigations | 4 |
C. Coordinating Fraud Investigations | 24 |
D. Financial Statements from Certified Fraud Investigators Point of View | 43 |
E. Commission Casino Fraud:Embezzlement:Cheats:Scams | 57 |
F. Vetting Your Vendors Best Practices | 78-79 |
Slide 1 | 78-79 |
Slide 2: Scope of Screen | 80-81 |
Slide 3: Screening the Company | 82-83 |
Slide 4 | 84-85 |
Slide 5: SOS Business Entity Search | 86-87 |
Slide 6: Dunn & Bradstreet (D & B Search) | 88-89 |
Slide 7: Viability 1 Score | 90-91 |
Slide 8: Viability 2 Score | 92-93 |
Slide 9: PAYDEX Scores | 94-95 |
Slide 10: Screening the Company | 96-97 |
Slide 11: Screening the Company | 98-99 |
Slide 12: Screening the Company | 100-101 |
Slide 13: Screening the Company | 102-103 |
Slide 14: Screening the Principals | 104-105 |
Slide 15: Screening the Principals | 106-107 |
Slide 16: Screening the Principals | 108-109 |
Slide 17: Screening the Principals | 110-111 |
Slide 18: Screening the Principals | 112-113 |
Slide 19: Screening the Principals | 114-115 |
Slide 20 | 116-117 |
Slide 21: International Screening is Growing | 118-119 |
Slide 22: International Screening FAQ & Myths | 120-121 |
Slide 23: International screening faq & myths | 122-123 |
Slide 24: International Screening FAQ & Myths | 124-125 |
Slide 25: International Screening FAQ & Myths | 126-127 |
Slide 26: International Screening FAQ & Myths | 128-129 |
Slide 27: International Screening Products | 130-131 |
Slide 28: International Criminal Records | 132-133 |
Slide 29: Top 20 Countries Criminal Records | 134-135 |
Slide 30: Top 20 Countries Criminal Records | 136-137 |
Slide 31: How to Validate Canadian SIN | 138-139 |
Slide 32: How to Validate Canadian SIN | 140-141 |
Slide 33: How to Validate Canadian SIN | 142-143 |
Slide 34: Other searches | 144-145 |
Slide 35: Screening in China and Japan | 146-147 |
Slide 36: Screening in Mexico | 148-149 |
Slide 37: Screening in India | 150-151 |
Slide 38: Screening in Canada | 152-153 |
Slide 39: International Screening in Gaming | 154-155 |
Slide 40: International Screening Delays | 156-157 |
Slide 41: International Screening Concerns | 158-159 |
Slide 42 | 160-161 |
Slide 43 | 162-163 |
Slide 44 | 164-165 |
Slide 45: What is GDPR | 166-167 |
Slide 46 | 168-169 |
Slide 47 | 170-171 |
Slide 48: GDPR Key Principles | 172-173 |
Slide 49 | 174-175 |
Slide 50: Personal Privacy Rights | 176-177 |
Slide 51: Subject Access Request | 178-179 |
Slide 52: Legal Basis | 180-181 |
Slide 53: Consent | 182-183 |
Slide 54: GDPR Resources | 184-185 |
Slide 55 | 186-187 |
Slide 56: Due Diligence | 188-189 |
Slide 57: Professional Screening Agency | 190-191 |
Slide 58: Selecting a Provider Checklist | 192-193 |
Slide 59: Deceptive Marketing | 194-195 |
Slide 60 | 196-197 |
Slide 61: Latest Trends & Technology | 198-199 |
Slide 62: Social Media | 200-201 |
Slide 63: IRS Tax & Earnings Report | 202-203 |
Slide 64: Social Media | 204-205 |
Slide 65: Social Media | 206-207 |
Slide 66: Social Media | 208-209 |
Slide 67: References & Verifications | 210-211 |
Slide 68: References & Verifications | 212-213 |
Slide 69 | 214-215 |
Slide 70: Due Diligence | 216-217 |
Slide 71: Best Practices Checklist | 218-219 |
Slide 72: SSN Verification | 220-221 |
Slide 73: SSN Verification / Trace reports | 222-223 |
Slide 74: SSN Verification Lesson | 224-225 |
Slide 75: SSN Trace Vendor 1 | 226-227 |
Slide 76: SSN Trace Vendor 2 | 228-229 |
Slide 77: SSN Trace Lesson | 230-231 |
Slide 78: Criminal Records 2.0 | 232-233 |
Slide 79: Criminal Searches | 234-235 |
Slide 80: Criminal Record Risks – Online v. County | 236-237 |
Slide 81: FBI – NCIC Fingerprint | 238-239 |
Slide 82: FBI Lesson | 240-241 |
Slide 83: FBI Lesson | 242-243 |
Slide 84: National Commercial Databases | 244-245 |
Slide 85: Databases - continued | 246-247 |
Slide 86: Databases - Continued | 248-249 |
Slide 87: Databases - Continued | 250-251 |
Slide 88: Databases - Continued | 252-253 |
Slide 89: Online County Records | 254-255 |
Slide 90: Online County Records | 256-257 |
Slide 91: Online Lesson | 258-259 |
Slide 92: Online Lesson | 260-261 |
Slide 93: County Criminal Records | 262-263 |
Slide 94: County Lessons | 264-265 |
Slide 95: Reporting Restrictions | 266-267 |
Slide 96: State Repositories | 268-269 |
Slide 97: State Repository Delays | 270-271 |
Slide 98: State Reporting Lesson | 272-273 |
Slide 99: State Reporting Lesson | 274-275 |
Slide 100: State Repository Lesson | 276-277 |
Slide 101 | 278-279 |
Slide 102: Federal Lesson | 280-281 |
Slide 103: Federal Lesson | 282-283 |
Slide 104: Civil Records | 284-285 |
Slide 105: Civil Record Lesson | 286-287 |
Slide 106: Civil Record Lesson | 288-289 |
Slide 107: Resources | 290-291 |
Slide 108 | 292-293 |
Slide 109: Thank You | 294-295 |
G. Due Diligence for Casino Licensing Best Practices | 296-297 |
Slide 1: IGA: Master Certification Series | 296-297 |
Slide 2: Presented by | 298-299 |
Slide 3: Ethics, Morals, Roles and Responsibilities: But Why? | 300-301 |
Slide 4 | 302-303 |
Slide 5: Ethics | 304-305 |
Slide 6: Code of ethics and/or morals | 306-307 |
Slide 7 | 308-309 |
Slide 8: Ethics – Tribal Gaming | 310-311 |
Slide 9: Signs of Ethical Collapse | 312-313 |
Slide 10: Ethical principles for Hearings Officials | 314-315 |
Slide 11 | 316-317 |
Slide 12: Conflict Management | 318-319 |
Slide 13: Principles for Code of Ethics | 320-321 |
Slide 14: What does Fiduciary Responsibility Mean? | 322-323 |
Slide 15: Fiduciary Responsibility | 324-325 |
Slide 16: Fiduciary Responsibility | 326-327 |
Slide 17: Fiduciary Responsibility | 328-329 |
Slide 18: Fiduciary Responsibility | 330-331 |
Slide 19: Understand the Roles And Responsibilities Ordained To You | 332-333 |
Slide 20: Governing Documents | 334-335 |
Slide 21: Due Process, What is it? | 336-337 |
Slide 22: Due Process In the Workplace | 338-339 |
Slide 23: Where do I find Due Process in our Structure? | 340-341 |
Slide 24: Where do I find Due Process in our Structure? | 342-343 |
Slide 25: What Happens If Due Process Is Not Followed? | 344-345 |
Slide 26: Due Process Protection | 346-347 |
Slide 27: Questions? | 348-349 |
H. Steps in Assuring Licensee Due Process Roghts are Adhered to | 350-351 |
Slide 1: Licensing case studies | 350-351 |
Slide 2: Licensing scenario #1: Slot Company | 352-353 |
Slide 3: License scenario #2: ceo (primary management official) | 354-355 |
Slide 4: Licensing scenario #3: Marketing manager | 356-357 |
Slide 5: Licensing scenario #4: non-gaming vendor | 358-359 |
Slide 6: Licensing scenario #5:Marketing promotions | 360-361 |
I. Hearing Preparation for You and Your Team | 362-363 |
Slide 1: Preparing for a Hearing; TGA Team Members | 362-363 |
Slide 2: Fun Facts | 364-365 |
Slide 3 | 366-367 |
Slide 4: Preparing for a Hearing | 368-369 |
Slide 5: Preparing for a Hearing: Keep calm | 370-371 |
Slide 6: Preparing for a Hearing: Modify your statement if you need to. Especially if your statement was not accurately captured. | 372-373 |
Slide 7: Preparing for a Hearing | 374-375 |
Slide 8: Preparing for a Hearing | 376-377 |
Slide 9: Preparing for a Hearing | 378-379 |
Slide 10: Preparing for a Hearing | 380-381 |
Slide 11: Hearing Panel Checklist | 382-383 |
Slide 12: Hearing Panel Checklist | 384-385 |
Slide 13: Hearing Panel Checklist | 386-387 |
Slide 14: Hearing Panel Checklist | 388-389 |
Slide 15 | 390-391 |
Slide 16 | 392-393 |
NYNY Meeting Room Map | 394-395 |
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