This program provides an overview of ethics and compliance best practices.
In collaboration with
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CERTIFICATION IN
9 DAYS
Founding Members
Partners
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IN CANADA
EXECUTIVE EDUCATION 2023 RANKING
ethique-conformite.hec.ca/en
CERTIFICATION IN ETHICS AND COMPLIANCE
Make ethics your competitive edge.
This program takes an in-depth look at best practices in ethics and compliance and the crucial role they play.
WATCH THE VIDEO (FRENCH ONLY)
CUSTOM PROGRAMS ALSO AVAILABLE ON DEMAND
THIS CERTIFICATION PROGRAM WILL HELP YOU TO: › Acquire the tools you need to set and manage ethics and compliance priorities in your organization. › Encourage the organization-wide adoption of ethics and compliance best practices. › Put together a practical toolbox for implementing an ethics program in your organization. SPECIAL FEATURES › CEC (Certification in Ethics and Compliance) professional designation awarded to those who complete the program requirements. › Experienced instructors from the business world. › Content aligned with best practices in ethics and compliance. › A hands-on teaching approach and focus on active learning to help you take concrete action within your organization.
IS THIS FOR YOU? Executives and professionals working at public- and private-sector organizations who have an interest in ethics and compliance issues and/or are expected to maintain a high level of integrity in their business dealings.
LENGTH 9 days
DATES
IN CLASS Montreal city
September 21-22, 2023, October 19-20, 2023, November 9-10, 2023, December 7-8, 2023, February 9, 2024 Quebec city February 15-16, March 14-15, April 18-19, May 9-10, June 14, 2024 Toronto TBD
FEE
$5,995 + taxes
DESIGNATION CEC All Certification in Ethics and Compliance program participants who complete the required number of training days and pass the final exam will be awarded the CEC professional designation, approved by the Canadian Intellectual Property Office. They can then include these initials after their signature and in their online profile to indicate that they have met the corresponding certification requirements.
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Co-Creators and Joint Community Outreach Leads
Co-Academic Leaders
JACQUES LEMAY Professor and Director of the Department of Finance, HEC Montréal
STÉPHANE ROUSSEAU Professor and Chair in Governance and Business Law at the Faculty of Law, Université de Montréal
GINETTE DEPELTEAU Corporate Director, Ethics and Compliance Expert
SIMON DENAULT Director, Compliance and Risk Management Division, Université de Montréal
Program Ambassador
“ This program helps leaders identify and resolve ethical dilemmas, which is a condition for building trust. Although trust is the currency of ethics, everyone knows it cannot be bought; it is earned by making the right choices and adopting good behaviou r. ” EMMANUEL LULIN Former Chief Ethics Officer, L’Oréal
Academics and business professionals with recognized ethics and compliance expertise
Marie-Andrée Alain Vice President and Chief Compliance and Privacy Officer, Desjardins Pierre Marc Bellavance Executive Vice-President and Leader, Legal Affairs, Compliance and Corporate Secretary, Beneva Anne-Marie Lynda Boisvert Director Forensic Services, PwC Karine Charest Director of Corporate Affairs and Governance, and Assistant Corporate Secretary, Hydro-Québec Jean-François De Rico Partner, Risk Consulting, Cyber Security, Quebec Leader for Privacy, KPMG
Julie Rochette Vice-President, Chief Compliance Officer, iA Financial Group Manon Roy, FCPA President, La Société juricomptable inc. Cyrille Sardais Professor, Department of Management, and Pierre- Péladeau Chair of Leadership, HEC Montréal
Pascale Dubois Adjunct Professor, Georgetown University Law Center, Independent International Anti-Corruption Expert Stéphane Eljarrat Senior Partner, Canadian Head of White-Collar Crime, Norton Rose Fulbright Karine Fournier Partner, Fasken Julianna Fox Chief Ethics and Compliance Officer, WSP Global Inc. Pierre Gignac Global Leader, Ethics and Compliance, CAE Dominic Jaar Partner and Regional Leader, Management Consulting, KPMG
Maria Knapp Partner for Compliance Forensics and Intelligence for EMEA, Control Risks Renaud Lachance Associate Professor, Department of Accounting, HEC Montréal Sylvain Lafrance Adjunct Professor, HEC Montréal Joé T. Martineau Associate Professor, Department of Management, HEC Montréal François Morin Director of Corporate Security,
Tommy Tremblay Lawyer, Partner, Langlois Lawyers
Hydro-Québec Frédéric Prat
Director, Financial Crime Prevention (ML/TF), CDPQ
Laurence Déry Partner, Fasken
4 | EXECUTIVE EDUCATION HEC MONTRÉAL
This program gave me a much more in-depth understanding of ethics and compliance. All the topics are covered in detail, and the instructors are knowledgeable and engaging. Plus, the fact that you’re surrounded by other professionals in the field you can share your ideas and experiences with makes it even more meaningful and relevant.
ANNIE ROBICHAUD Director of Legal Affairs, Lawyer Synergy Formwork
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PROGRAM
MODULE 1 Fundamentals of Ethics and Compliance
MODULE 2 Compliance Function and Program
DAY 1 | 9 a.m. to 5 p.m. Regulatory Framework Related to Ethics and Compliance Exploring why ethics is a critical management issue. Applied Ethics Determining which practices to put in place to encourage ethical and responsible conduct among an organization’s key stakeholders.
DAY 3 | 9 a.m. to 5 p.m. Organizational Leadership and Culture Drawing connections between leadership
and legitimacy, and identifying the three unique sources of legitimacy that underpin leadership. The Role of Governance in Organizational Ethics Understanding where board obligations and ethical responsibilities intersect. DAY 4 | 9 a.m. to 5 p.m. Compliance Program: Detection and Monitoring Developing and implementing a compliance
DAY 2 | 9 a.m. to 5 p.m. Regulatory Framework Related to Ethics and Compliance
Emphasizing the role and importance of compliance within an organization and understanding a board’s legal obligations in this respect. What Corporate Ethics Officers Do Gaining insight into the fundamental role played by ethics and compliance professionals.
management framework. Internal Investigations
Focusing on the main issues at stake in internal investigations, including governance, key controls and performance metrics.
6 | EXECUTIVE EDUCATION HEC MONTRÉAL
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MODULE 3 Key Topics 1
MODULE 4 Key Topics 2
DAY 5 | Corporate Fraud Determining the different types of fraud and measures that can be introduced to protect against them, with an emphasis on ethics and compliance as a means of prevention, detection and deterrence. Corruption Defining the various forms of corruption, determining the relevant investigation protocols and identifying suitable anti-corruption programs. Global Issues: Fighting Corruption Around the World Assessing the costs related to global corruption and exploring the bodies and conventions in place to fight it.
DAY 7 | 9 a.m. to 5 p.m. Cybersecurity and Data Protection
Acknowledging opportunities and risks related to cybersecurity and data protection by focusing on the legal issues and technology standards entailed and by coming up with potential solutions. Preventing Harassment Defining what constitutes psychological harassment and outlining the employer’s obligations in this regard. DAY 8 | 9 a.m. to 5 p.m. Managing Communication in a Crisis Situation Appreciating the importance of reputation and developing the strategic reflexes required to adapt corporate messages when a crisis strikes. LUNCH AND LEARN Role of the Media: Investigative Journalism and Crisis Dealing with Complex Issues Exploring how to implement ethics and compliance programs using real-life cases, and discussing select best practices. Online exam
DAY 6 | 9 a.m. to 5 p.m. Due Diligence
Examining the tools required to develop and perfect due diligence programs and the role they occupy in third-party risk management. LUNCH AND LEARN Public Procurement Compliance Program: Investigations Evaluating a company’s criminal liability and understanding the board’s role should an allegation be made against the organization.
MODULE 5 Case Analysis
DAY 9 | 9 a.m. to 5 p.m. Team case study and presentation to a panel of experts
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EXECUTIVE EDUCATION HEC MONTRÉAL: YOUR PARTNER IN GROWTH FOR THE PAST 70+ YEARS
NEED PERSONALIZED GUIDANCE FOR THIS PROGRAM? Joelle Zoghbi Program Manager 514-340-6001 1-844-340-6001 joelle.zoghbi@hec.ca
In collaboration with
Founding Members
Partners
ethique-conformite.hec.ca/en
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