MDTA Finance and Administration Committee Meeting Materials

Summary of Results – Kapsch SOC 1 Type 2

Control Objective & Type IT Controls

Result of Test(s)

Logical Access

No exceptions identified. No exceptions identified.

Change Management

Operations

Organization & Human Resources Security & System Operations

Exception identified.

No exceptions identified.

Confidentiality

Exception identified.

Control Type

Summary of Results

Organization & Human Resources and Confidentiality

For 1 of the 5 newly hired employees inspected, the Intellectual Property policy was not signed by the employee.

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